Publications
Unraveling the Complexity of the Jevons Paradox: The Link Between Innovation, Efficiency, and Sustainability Journal Article
Giampietro, Mario; Mayumi, Kozo
In: Frontiers in Energy Research, 6 (APR), pp. 26, 2018, ISSN: 2296-598X.
Abstract | Links | BibTeX | Tags: Complex adaptive system, Complexity theory, Energy efficiency, Holon, Innovation, Jevons paradox, MuSIASEM, Rebound effect
@article{Giampietro2018,
title = {Unraveling the Complexity of the Jevons Paradox: The Link Between Innovation, Efficiency, and Sustainability},
author = {Mario Giampietro and Kozo Mayumi},
url = {http://journal.frontiersin.org/article/10.3389/fenrg.2018.00026/full},
doi = {10.3389/fenrg.2018.00026},
issn = {2296-598X},
year = {2018},
date = {2018-04-01},
journal = {Frontiers in Energy Research},
volume = {6},
number = {APR},
pages = {26},
abstract = {textcopyright 2018 Giampietro and Mayumi. The term "Jevons Paradox" flags the need to consider the different hierarchical scales at which a system under analysis changes its identity in response to an innovation. Accordingly, an analysis of the implications of the Jevons Paradox must abandon the realm of reductionism and deal with the complexity inherent in the issue of sustainability: when studying evolution and real change how can we define "what has to be sustained" in a system that continuously becomes something else? In an attempt to address this question this paper presents three theoretical concepts foreign to conventional scientific analysis: (i) complex adaptive systems-to address the peculiar characteristics of learning and self-producing systems; (ii) holons and holarchy-to explain the implications of the ambiguity found when observing the relation between functional and structural elements across different scales (steady-state vs. evolution); and (iii) Holling's adaptive cycle-to illustrate the existence of different phases in the evolutionary trajectory of a complex adaptive system interacting with its context in which either external or internal constraints can become limiting. These concepts are used to explain systemic drivers of the Jevons Paradox. Looking at society's thermodynamic foundations, sustainability is based on a dynamic balance of two contrasting principles regulating the evolution of complex adaptive systems: the minimum entropy production and the maximum energy flux. The co-existence of these two principles explains why in different situations innovation has to play a different role in the "sustainable development" of society: (i) when society is not subject to external biophysical constraints improvements in efficiency serve to increase the final consumption of society and expand its diversity of functions and structures; (ii) when the expansion of society is limited by external constraints improvements in efficiency should be used to avoid as much as possible the loss of the existing diversity. It is concluded that sustainability cannot be achieved by technological innovations alone, but requires a continuous process of institutional and behavioral adjustment.},
keywords = {Complex adaptive system, Complexity theory, Energy efficiency, Holon, Innovation, Jevons paradox, MuSIASEM, Rebound effect},
pubstate = {published},
tppubtype = {article}
}
textcopyright 2018 Giampietro and Mayumi. The term "Jevons Paradox" flags the need to consider the different hierarchical scales at which a system under analysis changes its identity in response to an innovation. Accordingly, an analysis of the implications of the Jevons Paradox must abandon the realm of reductionism and deal with the complexity inherent in the issue of sustainability: when studying evolution and real change how can we define "what has to be sustained" in a system that continuously becomes something else? In an attempt to address this question this paper presents three theoretical concepts foreign to conventional scientific analysis: (i) complex adaptive systems-to address the peculiar characteristics of learning and self-producing systems; (ii) holons and holarchy-to explain the implications of the ambiguity found when observing the relation between functional and structural elements across different scales (steady-state vs. evolution); and (iii) Holling's adaptive cycle-to illustrate the existence of different phases in the evolutionary trajectory of a complex adaptive system interacting with its context in which either external or internal constraints can become limiting. These concepts are used to explain systemic drivers of the Jevons Paradox. Looking at society's thermodynamic foundations, sustainability is based on a dynamic balance of two contrasting principles regulating the evolution of complex adaptive systems: the minimum entropy production and the maximum energy flux. The co-existence of these two principles explains why in different situations innovation has to play a different role in the "sustainable development" of society: (i) when society is not subject to external biophysical constraints improvements in efficiency serve to increase the final consumption of society and expand its diversity of functions and structures; (ii) when the expansion of society is limited by external constraints improvements in efficiency should be used to avoid as much as possible the loss of the existing diversity. It is concluded that sustainability cannot be achieved by technological innovations alone, but requires a continuous process of institutional and behavioral adjustment.
Holons, creaons, genons, environs, in hierarchy theory: Where we have gone Journal Article
Allen, Timothy; Giampietro, Mario
In: Ecological Modelling, 293 , pp. 31–41, 2014, ISSN: 03043800.
Abstract | Links | BibTeX | Tags: Complexity, Hierarchy Theory, Holon, Narrative, Network ecology, Systems analysis
@article{Allen2014,
title = {Holons, creaons, genons, environs, in hierarchy theory: Where we have gone},
author = {Timothy Allen and Mario Giampietro},
url = {https://linkinghub.elsevier.com/retrieve/pii/S0304380014002993},
doi = {10.1016/j.ecolmodel.2014.06.017},
issn = {03043800},
year = {2014},
date = {2014-12-01},
journal = {Ecological Modelling},
volume = {293},
pages = {31--41},
publisher = {Elsevier},
abstract = {This paper compares and contrasts hierarchy theory and network theory, with the purpose of instructing practitioners in both fields, particularly network theorist, as to how each might relate, and translate to the other. Hierarchy theory and network theory are distinctive but twins. Network theory works its way upscale, incrementally, while hierarchy theory reaches upscale, happy to redefine situations at each new level. Both theories are distinguished from most others in their use of holons. Holons are the vehicle used in this paper to tie network and hierarchy theory together, and show how working in tandem they can advance complexity theory in biology in general. Holons are dual structures that embody contradiction in simultaneous wholeness and partness. Patten defines holons in terms of how they function, and in this way he translates across levels with explicit steps. He does this by specifying the input environs (environment) to feed creaons, the input points of holons. The output environ is fed by the holon's genon, the points of output. These steps limit the rescaling of network theory, but allow quantification all the way. Hierarchy theory is not so limited in rescaling, but it pays the price of limiting quantification across levels. Hierarchy theory reaches further upscale with set theoretic devices that make it robust across many levels. It is explicit about the categories. Networks are internally consistent and so present models, the dualities of holons notwithstanding. When inconsistency looms, hierarchy theory moves to narratives, which do not have to be consistent, as models must. In a new elaboration of holon here, hierarchy theory identifies an energy/matter half separate from a coded information half. There are three processes: creating, becoming something else, and narrating to the world; all three progress at their own rates, associated with different causalities. It all maps onto taxon, creaon, genon, and environs, emphasizing the larger unity of network and hierarchy theory. Biological and ecological sub-disciplines map onto different parts of the holon. There is also a new theory of how observer decisions are critical in holons. The move between levels that characterizes complexity causes complex systems to become undefinable. With regard to that issue hierarchy theory offers the robustness of narrative form, while network theory hangs on to definitions as long as it can. As hierarchy theory moves upscale, fixed parameters become variables and lose their constancy. In this way structures melt into behavior of some yet higher level structure. Hierarchy theory considers melting structure as being no problem, while network theory ignores the fact that just beyond its purview, structures do indeed melt. So we need hierarchy theory and network theory in tandem to make network theory bolder, and hierarchy theory more tractably quantitative.},
keywords = {Complexity, Hierarchy Theory, Holon, Narrative, Network ecology, Systems analysis},
pubstate = {published},
tppubtype = {article}
}
This paper compares and contrasts hierarchy theory and network theory, with the purpose of instructing practitioners in both fields, particularly network theorist, as to how each might relate, and translate to the other. Hierarchy theory and network theory are distinctive but twins. Network theory works its way upscale, incrementally, while hierarchy theory reaches upscale, happy to redefine situations at each new level. Both theories are distinguished from most others in their use of holons. Holons are the vehicle used in this paper to tie network and hierarchy theory together, and show how working in tandem they can advance complexity theory in biology in general. Holons are dual structures that embody contradiction in simultaneous wholeness and partness. Patten defines holons in terms of how they function, and in this way he translates across levels with explicit steps. He does this by specifying the input environs (environment) to feed creaons, the input points of holons. The output environ is fed by the holon's genon, the points of output. These steps limit the rescaling of network theory, but allow quantification all the way. Hierarchy theory is not so limited in rescaling, but it pays the price of limiting quantification across levels. Hierarchy theory reaches further upscale with set theoretic devices that make it robust across many levels. It is explicit about the categories. Networks are internally consistent and so present models, the dualities of holons notwithstanding. When inconsistency looms, hierarchy theory moves to narratives, which do not have to be consistent, as models must. In a new elaboration of holon here, hierarchy theory identifies an energy/matter half separate from a coded information half. There are three processes: creating, becoming something else, and narrating to the world; all three progress at their own rates, associated with different causalities. It all maps onto taxon, creaon, genon, and environs, emphasizing the larger unity of network and hierarchy theory. Biological and ecological sub-disciplines map onto different parts of the holon. There is also a new theory of how observer decisions are critical in holons. The move between levels that characterizes complexity causes complex systems to become undefinable. With regard to that issue hierarchy theory offers the robustness of narrative form, while network theory hangs on to definitions as long as it can. As hierarchy theory moves upscale, fixed parameters become variables and lose their constancy. In this way structures melt into behavior of some yet higher level structure. Hierarchy theory considers melting structure as being no problem, while network theory ignores the fact that just beyond its purview, structures do indeed melt. So we need hierarchy theory and network theory in tandem to make network theory bolder, and hierarchy theory more tractably quantitative.
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